Securities fraud in Loudoun County carries severe federal penalties under 18 U.S.C. § 1348, including up to 25 years in prison. Law Offices Of SRIS, P.C. has 4,739+ firm-wide documented results. A Securities Fraud lawyer Loudoun County from our firm can build your defense. Consultation by appointment.
Securities fraud involves deceptive practices in the stock or commodities markets, including insider trading, misrepresentation of material facts, and Ponzi schemes. Under federal law, 18 U.S.C. § 1348 criminalizes schemes to defraud investors in connection with securities. The SEC also enforces civil penalties under the Securities Exchange Act of 1934. An investment fraud defense lawyer Loudoun County understands these overlapping legal frameworks. Law Offices Of SRIS, P.C., founded in 1997 by former prosecutor Mr. Sris, brings 120+ years of combined experience to these complex cases.
Last verified: April 2026 | Loudoun County General District Court | 18 U.S.C. § 1348 (official U.S. Code)
Key government resources for securities fraud cases in Loudoun County include:
- 18 U.S.C. § 1348 (Securities Fraud) — official U.S. Code
- Loudoun County General District Court — official court website
Loudoun County General District Court handles preliminary hearings for securities fraud cases before transfer to federal court. Federal securities fraud cases are prosecuted by the U.S. Attorney’s Office for the Eastern District of Virginia (Alexandria division). The SEC may also file parallel civil enforcement actions. An SEC violation lawyer Loudoun County must handle both criminal and civil tracks simultaneously.
- Preserve all documents and communications related to the investment or transaction.
- Do not speak with investigators or SEC staff without counsel present.
- Retain a securities fraud lawyer immediately to assess dual-track exposure.
- Respond to subpoenas or document requests through your attorney only.
- Evaluate potential defenses: lack of intent, reliance on professional advice, or statute of limitations.
- Negotiate with prosecutors and SEC counsel before charges are filed.
In Loudoun County, securities fraud carries up to 25 years in federal prison, substantial fines, and mandatory restitution to victims.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | SEC bar from securities industry | Restitution, forfeiture of assets, supervised release |
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5,000,000 | SEC bar | Disgorgement of profits, civil penalties up to 3x gain |
Results may vary. Prior results do not guarantee a similar outcome.
Law Offices Of SRIS, P.C. was founded in 1997 by former prosecutor Mr. Sris. The firm has 120+ years of combined legal experience and 4,739+ documented case results firm-wide across VA, MD, NJ, NY, and DC. Our attorneys include former prosecutors and investigators who understand how securities fraud cases are built and defended. Mr. Sris personally amended Va. Code § 20-107.3, demonstrating deep legal experience.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Firm-wide across VA, MD, NJ, NY, and DC: 4,739+ documented case results with a 93%+ favorable outcome rate. These include dismissals, reductions, and favorable plea agreements in complex financial and fraud cases.
Results may vary. Prior results do not guarantee a similar outcome.
Our Ashburn location is minutes from Loudoun County courts at 18 East Market Street, Leesburg, accessible via Route 7 and the Dulles Greenway. Securities fraud lawyer near Loudoun County — serving Ashburn, Leesburg, Sterling, Purcellville, South Riding, Brambleton, Aldie, Hamilton, Lovettsville, Middleburg, and Round Hill. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Toll-Free: (888) 437-7747 | Local: 571-279-0110
By appointment only.
What is securities fraud under federal law?
Yes, securities fraud is defined under 18 U.S.C. § 1348 as a scheme to defraud investors in connection with securities. It includes insider trading, misrepresentation, and Ponzi schemes. Penalties include up to 25 years in federal prison and substantial fines.
Can the SEC bring civil charges alongside criminal charges?
Yes, the SEC frequently files parallel civil enforcement actions for securities law violations. This means you may face both criminal prosecution by the U.S. Attorney and civil penalties from the SEC simultaneously. An SEC violation lawyer Loudoun County can help coordinate defense.
What is the statute of limitations for securities fraud in Virginia?
The federal statute of limitations for securities fraud is generally 5 years from the date of the offense under 18 U.S.C. § 3282. SEC civil actions have a 5-year statute of limitations under 28 U.S.C. § 2462. Timely legal advice is critical.
Do I need a lawyer if the SEC is investigating me?
Yes, you should retain counsel immediately. SEC investigations can lead to formal charges, subpoenas, and referral to the U.S. Attorney for criminal prosecution. An investment fraud defense lawyer Loudoun County can protect your rights during the investigative phase.
What are common defenses to securities fraud charges?
Common defenses include lack of intent to defraud, reliance on professional advice, absence of material misrepresentation, and statute of limitations. Each case depends on specific facts. A securities fraud lawyer Loudoun County can evaluate your situation.
Last verified: April 2026. Information current as of April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.