Securities Fraud Lawyer Fluvanna County — What Are Your Legal Options?
If you face federal securities fraud charges in Fluvanna County, a Securities Fraud lawyer Fluvanna County from Law Offices Of SRIS, P.C. can help. Federal securities fraud under 18 U.S.C. § 1348 carries up to 25 years in prison. Our firm has 4,739+ documented case results firm-wide with over 93% favorable outcomes. Call (888) 437-7747 for a consultation by appointment.
Last verified: April 2026 | Fluvanna County General District Court | Va. Code Title 18.2 (Crimes and Offenses)
Securities fraud involves deceptive practices in the stock or commodities markets, including insider trading, misrepresentation of securities, and Ponzi schemes. Under federal law (18 U.S.C. § 1348), securities fraud is a felony carrying severe penalties. The SEC also brings civil enforcement actions for securities violations. You need an investment fraud defense lawyer Fluvanna County who understands both criminal and regulatory aspects of these cases.
For more information, review the official federal statute: 18 U.S.C. § 1348 (Securities Fraud) and the Fluvanna County General District Court website.
- Contact a Securities Fraud lawyer Fluvanna County immediately upon learning of an investigation.
- Preserve all documents and communications related to the securities transactions.
- Do not speak with investigators without your attorney present.
- Your lawyer will negotiate with prosecutors and the SEC on your behalf.
- Prepare for potential parallel proceedings — criminal and civil.
- Explore defense strategies including lack of intent, reliance on professional advice, or statute of limitations.
In Fluvanna County, securities fraud carries severe federal penalties including prison time, fines, and asset forfeiture.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 | SEC bar from securities industry | Asset forfeiture, restitution, supervised release |
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5,000,000 | SEC bar | Disgorgement of profits, civil penalties |
| SEC Civil Enforcement | Civil | N/A | Civil penalties up to $1,000,000+ | Industry bar | Disgorgement, injunctions |
Results may vary. Prior results do not guarantee a similar outcome.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Founded in 1997, Law Offices Of SRIS, P.C. has over 120 years of combined legal experience. Our firm has handled 4,739+ documented case results firm-wide with a 93%+ favorable outcome rate. We provide strong defense for clients facing SEC investigations and criminal securities fraud charges.
SRIS actively practices in securities fraud defense. Firm-wide, SRIS has handled 4,739+ documented case results with over 93% favorable outcomes across VA, MD, NJ, NY, and DC. Our team includes former prosecutors who understand how the government builds financial fraud cases.
Results may vary. Prior results do not guarantee a similar outcome.
Our Richmond location serves clients at Fluvanna County courts (72 Main Street, Palmyra, VA 22963). The Richmond office is accessible via Route 15, Route 6, and Route 53.
We serve Palmyra, Fork Union, and Lake Monticello.
Securities fraud lawyer near Fluvanna County — available 24/7.
Toll-Free: (888) 437-7747 | Local: (804)201-9009
By appointment only. 24/7 phone consultations.
What is securities fraud under federal law?
Yes, securities fraud under 18 U.S.C. § 1348 involves deceptive practices in securities transactions, including insider trading, misrepresentation, and Ponzi schemes. It is a federal felony carrying up to 25 years in prison.
Can the SEC bring civil charges for securities violations?
Yes, the SEC can bring civil enforcement actions for securities violations. These can result in fines, disgorgement of profits, and industry bars. You may face both criminal and civil proceedings simultaneously.
What should I do if I am under SEC investigation in Fluvanna County?
It depends. Contact a Securities Fraud lawyer Fluvanna County immediately. Do not speak with investigators without counsel. Preserve all documents. Your lawyer can negotiate with the SEC and prosecutors to protect your rights.
What is the penalty for insider trading in Virginia?
Insider trading under 15 U.S.C. § 78j(b) carries up to 20 years in prison and fines up to $5,000,000. You may also face SEC civil penalties, disgorgement of profits, and a permanent bar from the securities industry.
Can I get a reduced sentence for cooperating with investigators?
It depends. Cooperation with prosecutors can lead to reduced charges or sentencing leniency under the Federal Sentencing Guidelines. However, cooperation must be substantial and truthful. Your lawyer can advise on the risks and benefits.
What defenses are available for securities fraud charges?
Common defenses include lack of intent to defraud, reliance on professional advice, statute of limitations, and insufficient evidence. An SEC violation lawyer Fluvanna County can evaluate which defenses apply to your case.
Last verified: April 2026. Information current as of April 2026. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for updated guidance.