Insider trading under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 is a federal offense carrying up to 20 years in prison and a $5 million fine for individuals. Law Offices Of SRIS, P.C. has extensive criminal defense experience in New Kent County, VA, providing strategic representation for those facing federal insider trading allegations.
Insider Trading Lawyer in New Kent County, Virginia
Understanding Insider Trading Under Federal Law
Insider trading is defined under 15 U.S.C. § 78j(b) and SEC Rule 10b-5 as the buying or selling of securities based on material, non-public information. This federal offense is prosecuted by the U.S. Attorney’s Office in the Eastern District of Virginia, which has jurisdiction over New Kent County. The statute prohibits any deceptive or manipulative practice in connection with the purchase or sale of securities. A conviction can result in severe penalties, including imprisonment and substantial fines.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b)
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience to every case.
Official Legal References
Insider Knowledge: Federal Insider Trading Cases in New Kent County
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely pursue insider trading cases with aggressive tactics. We have observed that federal agents from the FBI and SEC often conduct extensive investigations before charges are filed.
- Do not speak to investigators without your attorney present.
- Preserve all documents, emails, and trading records.
- Contact a federal criminal defense lawyer immediately.
- Review the indictment and evidence with your attorney.
- Develop a defense strategy, which may include challenging the evidence or negotiating a plea.
- Prepare for trial if necessary, focusing on the specific facts of your case.
In New Kent County, insider trading carries severe penalties under federal law, including imprisonment and fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million for individuals | Potential SEC sanctions, including trading bans | Forfeiture of profits, restitution, supervised release |
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million for individuals | Potential SEC sanctions | Forfeiture, restitution, supervised release |
Results may vary.
Why Choose Law Offices Of SRIS, P.C. for Your Federal Insider Trading Defense?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. Our firm has a deep understanding of federal criminal procedure and the specific challenges of insider trading cases. We provide strategic, personalized representation for clients in New Kent County and throughout Virginia.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Case Results in New Kent County
Law Offices Of SRIS, P.C. has extensive criminal defense experience in New Kent County, with documented results across various practice areas. While specific insider trading case results are not available for this locality, our firm-wide record of 4,739+ documented results across VA, MD, DC, NY and NJ demonstrates our commitment to achieving favorable outcomes for our clients.
Results may vary.
Our Location and Service Area
Our location in Richmond is approximately 25 miles from the New Kent County General District Court at 12001 Courthouse Circle, New Kent, VA 23124, with access via I-64 and Route 33.
Insider Trading lawyer near New Kent County.
Serving the communities of New Kent, Providence Forge, and Quinton.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Our Location: 7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225 | (804) 201-9009 | By appointment only.
Frequently Asked Questions About Insider Trading in New Kent County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical. Cases are heard at the U.S. District Court for the Eastern District of Virginia.
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) to build the strongest possible defense.
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b), consequences may include up to 20 years imprisonment and a $5 million fine for individuals. Consult a Virginia federal criminal attorney for case-specific guidance.
Penalties for insider trading in Virginia may include up to 20 years imprisonment and a $5 million fine for individuals.
Related Practice Areas
Last updated: 2026-04-30