Insider Trading in Henrico County is a federal offense under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, carrying up to 20 years in prison and a $5 million fine; Law Offices Of SRIS, P.C. has extensive criminal defense experience in Henrico County.
Insider Trading Lawyer in Henrico County, Virginia
Federal insider trading involves buying or selling securities based on material non-public information. Under 15 U.S.C. § 78j(b) and SEC Rule 10b-5, it is illegal to trade securities while in possession of material, non-public information in breach of a fiduciary duty or other relationship of trust. The maximum penalty for individuals is 20 years imprisonment and a $5 million fine. Corporations face fines up to $25 million. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., Advocacy Without Borders, brings 120+ years combined legal experience.
Last verified: April 2026 | U.S. District Court for the Eastern District of Virginia | 15 U.S.C. § 78j(b) (Cornell LII)
For official statutory text, see 15 U.S.C. § 78j(b) (Cornell LII) and SEC Rule 10b-5 (SEC.gov).
In the U.S. District Court for the Eastern District of Virginia, prosecutors routinely pursue insider trading cases with aggressive tactics, including wiretaps and cooperating witnesses.
We have observed that early intervention can significantly impact the outcome of your case.
Federal sentencing guidelines heavily influence penalties, and there is no parole in the federal system.
- Do not speak to investigators without your attorney present.
- Preserve all documents and communications related to the alleged trading.
- Contact a federal criminal defense attorney immediately.
- Review the indictment and evidence with your attorney.
- Prepare a defense strategy, including potential motions to suppress evidence.
- Negotiate with prosecutors if appropriate, or proceed to trial.
In Henrico County, insider trading carries a maximum penalty of 20 years in federal prison and a $5 million fine for individuals.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Insider Trading (Individual) | Federal Felony | Up to 20 years | Up to $5 million | N/A (federal) | Forfeiture of profits, restitution, probation, supervised release |
| Insider Trading (Corporation) | Federal Felony | N/A | Up to $25 million | N/A | Forfeiture of profits, restitution, corporate probation |
Results may vary.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Law Offices Of SRIS, P.C. has extensive criminal defense experience in Henrico County. While specific insider trading case results are not available for this jurisdiction, the firm has 21 documented case results in Henrico County: 17 dismissed or not guilty, 4 reduced or amended — a favorable outcome in all reported instances. Results may vary.
Our location in Richmond is approximately 10 miles from the U.S. District Court for the Eastern District of Virginia (Richmond Division), with access via I-64, I-95, and I-295.
Insider Trading lawyer near Henrico County.
Serving the communities of Glen Allen, Short Pump, Innsbrook, Tuckahoe, Highland Springs, and Mechanicsville (partial).
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Drive, Suite 300, Room 395, Richmond, VA 23225
(804) 201-9009 | Toll-Free: (888) 437-7747
Frequently Asked Questions About Insider Trading in Henrico County
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
What is federal criminal court and how is it different in VA?
Federal criminal cases in VA are prosecuted by U.S. Attorneys in U.S. District Court and carry harsher sentencing guidelines than state charges. Law Offices Of SRIS, P.C. handles federal defense — (888) 437-7747.
How do federal sentencing guidelines work in Henrico County, Virginia?
Federal sentencing at U.S. District Court for the Eastern District of Virginia follows the U.S. Sentencing Guidelines — a points-based calculation using offense level and criminal history category. While advisory since Booker (2005), guidelines strongly influence sentencing. Mandatory minimum statutes override downward departures in many drug, firearm, and child exploitation offenses. Acceptance of responsibility, substantial assistance (§ 5K1.1), and safety-valve eligibility materially reduce exposure. Law Offices Of SRIS, P.C. — (888) 437-7747.
How does a Virginia lawyer defend against insider trading charges?
Defense strategies for insider trading in Virginia may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under 15 U.S.C. § 78j(b) / SEC Rule 10b-5 to build the strongest possible defense.
What should I do if I am facing insider trading charges in Virginia?
If facing insider trading charges in Virginia, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under Virginia law require prompt action.
What are the penalties for insider trading in Virginia?
Penalties for insider trading in Virginia depend on the specific charges, prior record, and circumstances. Under 15 U.S.C. § 78j(b) / SEC Rule 10b-5, consequences may include fines, jail time, probation, or other sanctions. Consult a Virginia federal criminal attorney for case-specific guidance.
Learn more about Conspiracy to Commit an Offense lawyer Virginia.
Related pages: Conspiracy to Commit an Offense lawyer Albemarle County and Conspiracy to Commit an Offense lawyer Alexandria.
Also see: Assault Lawyer Henrico County and DUI Lawyer Henrico County.
Last verified: April 2026