If you face federal securities fraud charges in Fauquier County, a conviction under 18 U.S.C. § 1348 can bring decades in prison. Law Offices Of SRIS, P.C. provides a strong defense against SEC investigations and criminal prosecution. Our Fauquier County Securities Fraud lawyer fights to protect your future.
Securities Fraud Under Federal Law
Last verified: April 2026 | Fauquier County General District Court | 18 U.S.C. § 1348 (official U.S. Code)
Securities fraud, codified under 18 U.S.C. § 1348, makes it a federal crime to execute a scheme to defraud investors in connection with securities transactions. The law targets insider trading, false statements to investors, and market manipulation. Federal prosecutors in the Eastern District of Virginia pursue these cases aggressively. A Securities Fraud lawyer Fauquier County from SRIS, P.C. understands the high stakes involved.
Official Resources for Securities Fraud Laws
- 18 U.S.C. § 1348 — Securities and Commodities Fraud (official U.S. Code)
- U.S. District Court for the Eastern District of Virginia (official court website)
Insider Procedural Edge for Fauquier County Securities Fraud Cases
Federal securities fraud cases in Fauquier County begin with a grand jury indictment. The SEC often investigates first, then refers cases to the U.S. Attorney’s Office. Your investment fraud defense lawyer Fauquier County must act quickly to preserve evidence and challenge the government’s case.
- Secure legal representation immediately upon learning of an SEC investigation or subpoena.
- Preserve all financial records, communications, and trading data relevant to the inquiry.
- Do not speak to investigators without your lawyer present — anything you say can be used against you.
- Your attorney will negotiate with the SEC to avoid criminal referral where possible.
- If indicted, your lawyer will file pretrial motions to suppress illegally obtained evidence.
- Prepare for trial or negotiate a plea agreement that minimizes penalties.
In Fauquier County, securities fraud under 18 U.S.C. § 1348 carries severe federal penalties including prison time and fines.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million (individuals) | SEC bars from securities industry | Asset forfeiture, restitution, supervised release |
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million | SEC bars from securities industry | Disgorgement of profits, civil penalties |
Results may vary. Prior results do not guarantee a similar outcome.
Why Choose Law Offices Of SRIS, P.C. for Your Securities Fraud Defense
Founded in 1997 by former prosecutor Mr. Sris, Law Offices Of SRIS, P.C. brings over 120 years of combined legal experience. Our firm has handled 4,739+ case results with a 93%+ favorable outcome rate firm-wide across VA, MD, NJ, NY, and DC. Mr. Sris personally amended Va. Code § 20-107.3, demonstrating his ability to effect real change in the law. Our Securities Fraud lawyer Fauquier County team includes attorneys with federal criminal defense experience.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Case Results in Securities Fraud Defense
While specific securities fraud case results for Fauquier County are not available, our firm-wide record demonstrates our capability: 4,739+ documented results with a 93%+ favorable outcome rate across VA, MD, NJ, NY, and DC. Our attorneys have experience handling complex federal financial crimes.
Results may vary. Prior results do not guarantee a similar outcome.
Our Fauquier County Securities Fraud Lawyer — Local Presence
Our Fairfax Location serves clients at Fauquier County courts (6 Court Street). We are accessible via I-66 (eastern county), Route 29, Route 17, Route 28, and Route 211. We serve Warrenton, New Baltimore, Bealeton, Marshall, and The Plains.
Looking for a Securities Fraud lawyer near Fauquier County? Our team is ready to help.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Toll-Free: (888) 437-7747 | Local: (703) 636-5417
By appointment only.
Frequently Asked Questions About Securities Fraud in Fauquier County
What is the difference between SEC civil enforcement and criminal securities fraud?
Yes. The SEC brings civil enforcement actions seeking fines, disgorgement, and industry bars. Criminal securities fraud under 18 U.S.C. § 1348 is prosecuted by the U.S. Attorney’s Office and carries prison time. Both can proceed simultaneously.
Can I be charged with securities fraud if I did not intend to defraud anyone?
It depends. Securities fraud requires intent to defraud, known as scienter. However, reckless disregard for the truth can satisfy this element. Your Securities Fraud lawyer Fauquier County can challenge the government’s evidence of intent.
How long does a federal securities fraud investigation take in Fauquier County?
No. Investigations can last months to years. The SEC investigates first, then refers cases to the U.S. Attorney’s Office. Indictment must occur within 5 years of the alleged offense under the federal statute of limitations.
What should I do if the SEC sends me a subpoena?
No. Do not ignore it. Contact an SEC violation lawyer Fauquier County immediately. Your lawyer will negotiate the scope of the subpoena, represent you in testimony, and work to prevent criminal referral.
Can securities fraud charges be reduced or dismissed?
It depends. Charges can be reduced through plea negotiations or dismissed if the government’s evidence is weak. Successful pretrial motions, cooperation with authorities, and lack of intent are common grounds for dismissal or reduction.
What are the long-term consequences of a securities fraud conviction?
Yes. A conviction can result in a permanent SEC bar from the securities industry, asset forfeiture, restitution to victims, supervised release, and a felony record that affects employment, professional licenses, and reputation.
Last verified: April 2026. Information updated as of 2026-02-15. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.