Securities fraud in Dinwiddie County carries severe penalties under federal law, including up to 25 years in prison. Law Offices Of SRIS, P.C. has 4,739+ documented case results firm-wide. Our team provides strong defense against SEC investigations and criminal charges. Consultation by appointment.
Last verified: April 2026 | Dinwiddie County General District Court | Va. Code Title 18.2 (Crimes and Offenses)
Securities fraud involves deceptive practices in the stock or commodities markets. Under federal law (18 U.S.C. § 1348), this includes insider trading, false statements to investors, and Ponzi schemes. The SEC and DOJ prosecute these cases aggressively. In Dinwiddie County, cases may be heard in federal court in Richmond. The penalties are severe: up to 25 years in federal prison per count. You face potential fines up to $5 million for individuals. The government must prove intent to defraud beyond a reasonable doubt. A strong defense challenges the evidence and the government’s theory of intent.
Two key government resources for securities fraud cases in Dinwiddie County:
- Virginia Code Title 18.2 (Crimes and Offenses) — Official Virginia General Assembly
- Dinwiddie County General District Court — Official Virginia Courts website
In Dinwiddie County, securities fraud cases typically begin with a federal investigation. The SEC may issue subpoenas for documents and testimony. You have the right to remain silent and to have counsel present during any questioning. The government often uses cooperating witnesses and financial records. Your attorney can negotiate with prosecutors before charges are filed. Early intervention is critical to avoid indictment.
- Step 1: Do not speak to investigators without your attorney present. Invoke your right to counsel immediately.
- Step 2: Preserve all documents and communications. Do not destroy any evidence.
- Step 3: Contact an experienced securities fraud lawyer immediately. Early representation can prevent charges from being filed.
- Step 4: Your attorney will conduct a parallel investigation to identify weaknesses in the government’s case.
- Step 5: Negotiate with prosecutors. A pre-indictment resolution may be possible.
- Step 6: If charges are filed, prepare for trial. Your attorney will challenge the evidence and the government’s theory of intent.
In Dinwiddie County, securities fraud carries up to 25 years in federal prison and fines up to $5 million per count.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5 million | Loss of professional licenses | Restitution, asset forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78j(b)) | Federal Felony | Up to 20 years | Up to $5 million | SEC bar from securities industry | Disgorgement of profits, civil penalties |
| Wire Fraud (18 U.S.C. § 1343) | Federal Felony | Up to 20 years | Up to $250,000 | Loss of professional licenses | Restitution, supervised release |
Results may vary. Prior results do not guarantee a similar outcome.
Law Offices Of SRIS, P.C. was founded in 1997 by former prosecutor Mr. Sris. The firm has over 120 years of combined legal experience. Our team includes former prosecutors who understand how the government builds securities fraud cases. We have 4,739+ documented case results firm-wide with a 93%+ favorable outcome rate. Mr. Sris personally amended Virginia Code § 20-107.3, demonstrating deep knowledge of complex legal matters. Our attorneys have experience handling SEC investigations and federal criminal cases. We provide case-specific strategies for each client’s situation.
Bryan Block, Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. Former Virginia State Trooper (15 years). View Bryan Block’s Profile
Matthew Greene, Senior Defense Attorney at Law Offices Of SRIS, P.C. — Licensed in VA. 30+ years criminal defense. Death penalty certified (formerly). View Matthew Greene’s Profile
Firm-wide, Law Offices Of SRIS, P.C. has 4,739+ documented case results with a 93%+ favorable outcome rate. These results span Virginia, Maryland, DC, New Jersey, and New York. Our attorneys have handled securities fraud investigations and federal criminal cases. Results may vary. Prior results do not guarantee a similar outcome.
Our Richmond location serves clients at Dinwiddie County courts (Dinwiddie Courthouse). We are accessible via I-85, Route 1, Route 460, and Route 226. We serve Dinwiddie and McKenney. 24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Richmond
7400 Beaufont Springs Dr, Suite 300, Rm 395, Richmond, VA 23225
Toll-Free: (888) 437-7747 | Local: (804)201-9009
By appointment only.
Q: What is the penalty for securities fraud in Dinwiddie County?
Yes, securities fraud carries up to 25 years in federal prison per count. Fines can reach $5 million for individuals. Additional penalties include restitution, asset forfeiture, and supervised release. The SEC may also impose civil penalties and industry bars.
Q: Can SEC investigations be resolved without charges?
Yes, many SEC investigations close without charges. Your attorney can present evidence showing no violation occurred. Negotiating a settlement before charges are filed is possible. Early representation by an experienced securities fraud lawyer increases the chances of a favorable resolution.
Q: Do I need a lawyer if the SEC contacts me?
Yes, you should not speak to SEC investigators without your attorney present. The SEC can use your statements against you in civil or criminal proceedings. An experienced securities fraud lawyer can protect your rights and guide you through the investigation process.
Q: What is the difference between SEC and DOJ investigations?
The SEC investigates civil securities law violations. The DOJ investigates criminal securities fraud. Both agencies can investigate the same conduct. SEC investigations can lead to civil penalties, while DOJ investigations can result in criminal charges and prison time.
Q: How long does a securities fraud case take in Dinwiddie County?
It depends. SEC investigations can take 6-18 months. Criminal cases under the Speedy Trial Act require indictment within 30 days of arrest and trial within 70 days of indictment. Complex cases with extensive financial evidence may take 1-3 years to resolve.
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Last verified: April 2026. Information updated as of 2026-02-15. Laws change — contact Law Offices Of SRIS, P.C. at (888) 437-7747 for current guidance.